Independent Financial Group, LLC (IFG) an independent broker-dealer in San Diego, is currently seeking an advertising analyst to join the team! Our Advertising Compliance team is responsible for reviewing all client-facing materials written by our employees, advisors, and third-party sources to ensure that all information is fair and accurate. As a member of this team, you will put your FINRA Series 7 and 24 securities registrations and customer service skills to good use as you review advertising submissions. You will act as a trusted information source, educating advisors and home office employees on applicable regulations, policies, and procedures.
Founded in 2003, IFG provides an array of business solutions supporting more than 656 independent financial professionals across 409 offices nationwide. IFG was named among the “Fastest Growing Private Companies in the US” by Inc. 5000 in 2020, for the eighth time since 2010. San Diego Business Journal ranked IFG #7 among the Largest Private Companies in San Diego in 2022. In 2022, IFG was ranked 19th largest among national independent broker-dealers by Financial Advisor Magazine and Financial Planning Magazine, based on revenue.
Job Duties
- Review and approval of representatives’ advertising materials and correspondence
- Review and approval of representatives’ websites and social media profiles
- Provide training and guidance related to advertising and marketing content to the representatives
- Track advertising metrics for efficiency
- Prepare responses to regulatory inquiries and audits related to advertising
- Maintain and update advertising related policies and procedures
Qualifications
- 3 + years of experience in Compliance or financial services
- Advertising review background
- Series 7, 24 and 63 required
- Series 66 or 65 preferred
- College degree
- Strong verbal and written communication skills
- Working knowledge of the markets, economy and financial planning concepts
- Working knowledge of securities, products and services
- Ability to multi-task a prioritize a busy desk
- Must be detail oriented
- Customer service minded
Compensation
- IFG offers a competitive benefits package, including company-paid medical, dental and vision benefits, 401(k) matching, market-level compensation based on experience, free on-site fitness center, and provides employee events throughout the year.